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What is the difference between national phase and international phase in PCT?

19-Dec-2025
Patent

Answer By law4u team

The Patent Cooperation Treaty (PCT) is an international treaty administered by the World Intellectual Property Organization (WIPO). It allows inventors to file a single patent application that can later be pursued in multiple member countries. The PCT system helps simplify the process of seeking international patent protection, reduce duplication of effort, and provide applicants with more time to evaluate their invention’s commercial potential. The PCT process is divided into two main stages: the international phase and the national (or regional) phase. International Phase The international phase begins as soon as a PCT application is filed. This phase is largely administrative and preliminary. Its primary purpose is to allow the applicant to assess the patentability of the invention and decide in which countries to pursue patent protection. During this phase, the applicant submits a single international application with a Receiving Office in any PCT member country. After submission, an International Searching Authority (ISA) conducts a search to identify prior art relevant to the invention. Based on this search, the applicant receives an International Search Report (ISR) and a written opinion on the patentability of the invention. Around 18 months from the priority date, the application is published by WIPO, making the invention publicly available. The international phase also allows the applicant to request an International Preliminary Examination, which provides a detailed opinion on patentability before entering the national phase. Importantly, the international phase does not grant patents. Its main benefit is to give the applicant time—up to 30 months from the priority date—to evaluate the invention, assess commercial viability, and choose which countries to pursue patent protection in. National (or Regional) Phase The national phase begins when the applicant decides to pursue patent protection in specific countries or regions. This phase is where patents are actually examined and granted according to the local laws of each jurisdiction. To enter the national phase, the applicant must submit their application to the relevant national or regional patent office, usually within 30 months from the priority date. During this phase, each office examines the application according to its own patent laws, which includes formal and substantive examination, payment of fees, and sometimes translation of the application into the local language. Only in the national phase can a patent be granted and enforced. A patent granted in one country does not automatically provide protection in other countries, so the applicant must pursue the national phase in each jurisdiction where protection is desired. Costs are generally higher in this phase because of fees, translations, and attorney services. Key Differences in Narrative Form The international phase is mainly about preparation, evaluation, and publication. It involves a single filing, an international search for prior art, and optional preliminary examination. No patent rights are granted during this phase. Its purpose is to give the applicant information about patentability and more time to decide in which countries to seek protection. The national phase, on the other hand, is when the patent is examined and can be granted in each selected country. It requires compliance with local patent laws, payment of fees, and may involve translations. Only after the national phase can the patent become enforceable in a specific country. In short, the international phase is for assessment and strategy, while the national phase is for legal enforcement and protection.

Answer By Anik

Dear client, Patent Cooperation Treaty (PCT) is an international treaty administered by WIPO. It establishes an international patent system that helps inventors seek patent protection in multiple countries through a single, cost-effective procedure. This means that under this system, by filing a single PCT application, in one language at one patent office, has the legal effect of filling separate patent applications in all Contracting States of the Treaty. Process of PCT The PCT procedure mainly consists of two phases. It begins with the filing of an international application (`International Phase’) and ends with the grant of a number of national and / or regional patents (`National Phase’). International Phase Step 1- Filing It essentially consists of filing the `International Application’ by the applicant, who is a national or a resident of the PCT contracting countries, and its processing by the `Receiving Office’. The priority date will be the date of filing the international application unless a priority claim is made by the applicant up to 12 months after the filing of earlier application for the same invention, whether it was national, regional or international. Step 2: International Search The international search is done by the ten `International Search Authorities’ (ISA) specifically appointed by the PCT Assembly. This step is completed in 16 months from the priority date. The said search results in an `International Search Report’ that might affect the patentability of the invention claimed in the international application. Step 3 : International Publication If the international application is not withdrawn, after the international search, by the applicant, it is published together with the international search report by the International Bureau and communicated to each Designated Office. Step 4 : International Preliminary Examination The international preliminary examination of the application is done only when the applicant expressly asks for it. Based on the report received about 28 months from the priority date, the applicant is in a better position to decide whether it is worthwhile to protect the invention in all the designated countries. National Phase On completion of the international phase, the applicant can go ahead with his / her application in the `National Phase’. This phase may have one or more Patent Offices at the national or regional levels. Within two months of the transmission from the international phase, the applicant may decide to file the application at the National Patent Office of the designated countries. Once the application is field at the Offices along with official charges, it is treated like a normal application filed directly in that country. The applicant has to pay those Offices the required national (or regional) fees, furnish them with any translations that are required and appoint a representative (`Patent Attorney / Agent’) where required. The Designated Offices then independently examine the patent application assisted by the international search and preliminary examination reports. Based on the examination, the Designated Offices can grant or refuse the national (or regional) patent on the basis of their patent laws. Difference between International and National Phase The international phase is mainly about preparation, evaluation and publication. It has the step of a single filing, an international search for prior art and optional preliminary examination. It is important to note that no patent rights are granted during this phase. The international phase is to afford more time for the patentee to decide in which countries to seek protection. The national phase is when the patent is examined and can be granted in each selected country. It requires compliance with the state patent laws and it is only in the national phase that the patent becomes enforceable in a specific country. I hope this answer was helpful. For any further queries please do not hesitate to contact us.

Answer By Ayantika Mondal

Dear client, Patent Cooperation Treaty (PCT), the international phase and the national phase are two distinct stages of a patent application process. The international phase begins with the filing of a PCT application and includes an international search, publication by the International Bureau of WIPO, and an optional international preliminary examination; this phase does not result in the grant of a patent but merely facilitates a unified procedure and provides a preliminary assessment of patentability. Whereas, national phase commences after the international phase, when the applicant enters individual designated or elected countries, such as India within the prescribed time limit which is generally 30 or 31 months from the priority date, where the application is examined under each country’s national patent law, fees are paid separately, and only at this stage can a patent be granted or refused by the respective national patent offices. I hope this answer was helpful. For further queries please do not hesitate to contact us. Thank you.

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